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This article from September 2020 provides an overview of regulatory developments, including the following: regulatory frameworks for foreign financial services providers; design and distribution obligations; Australian Securities and Investments Commission's (ASIC’s) product intervention power; Australian financial services breach reporting update; recent changes to ASIC’s enforcement approach; and litigation funding regulations.

Additionally, the article discusses Covid-19’s impact and the growing importance of Environmental, Social and Governance (ESG) factors in asset management.

Authors: Austin Bell, Partner, and Jared McLachlan, Law Graduate, Johnson, Winter & Slattery

5 Pages
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Region: Australia
The information in any resource collected in this virtual library should not be construed as legal advice or legal opinion on specific facts and should not be considered representative of the views of its authors, its sponsors, and/or ACC. These resources are not intended as a definitive statement on the subject addressed. Rather, they are intended to serve as a tool providing practical advice and references for the busy in-house practitioner and other readers.

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